| 2025 Schedule Available | |
| Up to 70% IBF Subsidy and NTUC UTAP Funding |
Flexible, Practitioner-Led Training for Today’s Compliance Needs
Whether you are new to compliance, transitioning into a risk-related role, or making a career switch, this practical, industry-recognised programme equips you with the essential skills to build a strong foundation, deepen your understanding of regulatory practices, and achieve certification to succeed in Singapore’s financial industry.
Led by senior leaders from Singapore’s financial services sector, the Certified Compliance Officer Programme delivers hands-on, practitioner-led training, real-world insights, and peer engagement to help you navigate today’s evolving regulatory landscape.
You will build essential capabilities in compliance fundamentals, risk management, ethics, and data privacy — all core to thriving in any compliance role. The programme consists of four modules: three compulsory foundation modules and one specialist module of your choice from three options.
Key Learning Outcomes
By the end of this programme, you will be able to:
Programme Highlights
Useful Links
Participants will complete 4 modules:
Each module covers different topics and subject matters. They can be taken individually or together, to cater to the varying focus and interests of each firm, talent and professional. Participants must complete a total of 4 modules – 3 compulsory modules and 1 specialist module out of the 3 possible options. A participant who passes all 3 compulsory modules and 1 specialist module will be awarded the Certified Compliance Officer certification.
Foundation Compliance – Risks, Ethics and Culture — 23–25 September 2025 (Virtual – 7:00 PM to 10:00 PM)
This foundational module is designed to equip both new entrants to the financial industry and professionals transitioning into compliance roles with the essential knowledge, mindset, and tools to succeed in today’s regulatory environment. Accredited at IBF Level 1, the module provides a strong starting point for building compliance capability across a range of roles and experience levels.
Participants will gain a clear understanding of the purpose and value of compliance, and how ethics, risk awareness, and organisational culture work together to safeguard the integrity of financial institutions. Through case-based learning and real-world scenarios, the course introduces key concepts in conduct risk, ethical decision-making, and regulatory expectations in Singapore’s financial services sector.
Total Training Duration / CPD Hours: 8
Core FAA CPD: 6
Core SFA CPD: 6
Classroom Hours: 8
Preparatory Hours: 3
Foundation Compliance Policy — 4 August 2025
The Foundation Compliance Policy module provides participants with the practical knowledge and foundational skills to develop and implement effective compliance policies aligned with Singapore’s regulatory requirements. Accredited at IBF Level 1, it is designed for individuals who are new to compliance or taking on policy-related responsibilities within financial institutions.
Participants will gain a clear understanding of the regulatory landscape in Singapore and learn how to translate regulatory requirements into well-structured, fit-for-purpose compliance policies. The course also covers how to assess compliance risks and ensure that policies and procedures are aligned with evolving regulatory expectations and internal governance frameworks.
Total Training Duration / CPD Hours: 8
Core FAA CPD: 0
Core SFA CPD: 0
Classroom Hours: 8
Preparatory Hours: 3
Ethics, Regulations and Compliance – Financial Products & Regulations — Self-paced e-Learning to complete before last module.
This concise e-learning module introduces participants to key regulatory frameworks governing financial products, their distribution, and the conduct of related financial services activities in Singapore. Designed for professionals who need to understand the regulatory context of product offerings, the module provides essential knowledge of the laws, regulations, and ethical standards applicable across different financial segments.
Participants will learn about the features and associated risks of commonly offered financial products, and the rules that govern how these products are marketed and sold. This module is ideal for individuals working in product distribution, advisory, compliance support, or anyone seeking foundational understanding of product-related regulatory obligations.
Total Training Duration / CPD Hours: 2.5
Core FAA CPD: 2.5
Core SFA CPD: 2.5
E-Learning Hours: 2.5
Foundation Financial Crime Compliance — 21 August 2025
This module provides new and junior professionals with a strong foundation in Financial Crime Compliance (FCC), equipping them with the essential knowledge and skills to understand and manage financial crime risks in the financial services sector. Accredited at IBF Level 1, it is designed to support those starting in roles related to anti-money laundering (AML), countering the financing of terrorism (CFT), sanctions compliance, anti-bribery and corruption, fraud, and proliferation financing.
Participants will gain clarity on the regulatory expectations, legal frameworks, and compliance functions involved in detecting and preventing financial crime. The course also covers key FCC processes such as customer onboarding, due diligence, transaction screening, monitoring, and surveillance — enabling participants to apply foundational FCC practices confidently in their roles.
Total Training Duration / CPD Hours: 8
Core FAA CPD: 6
Core SFA CPD: 6
Classroom Hours: 8
Preparatory Hours: 3
Foundation Regulatory Compliance — 5 September 2025
This module provides participants with a foundational understanding of the regulatory environment that governs Singapore’s financial services industry. Accredited at IBF Level 1, the course is designed for individuals new to regulatory compliance or professionals in adjacent functions who require working knowledge of relevant laws, frameworks, and supervisory expectations.
Participants will explore key financial products, services, and market intermediaries, while gaining insights into core legal and regulatory requirements — including codes of conduct, compliance frameworks, and enforcement principles. The course helps learners build a clear mental model of how financial regulations are structured and applied in practice.
Total Training Duration / CPD Hours: 8
Core FAA CPD: 6
Core SFA CPD: 6
Classroom Hours: 8
Preparatory Hours: 3
Foundation Compliance Analytics — To Be Confirmed (TBC)
This module introduces participants to the foundational use of data analytics within the compliance function. Designed for compliance professionals and early-career practitioners, it provides essential knowledge on how data can be used to identify, assess, and manage compliance risks more effectively in a data-driven regulatory environment.
Participants will explore key concepts including data collection, cleaning, analysis, and risk modelling. The course also introduces practical tools and techniques in data storytelling and visualisation — enabling participants to translate analytical findings into actionable insights for compliance decision-making and stakeholder communication.
Total Training Duration / CPD Hours: 8
Core FAA CPD: 0
Core SFA CPD: 0
Classroom Hours: 8
Preparatory Hours: 3
| Modules | Full Fees (S$) |
Fees after subsidies inclusive of 9% GST (With effect from 1 January 2024) (S$) | ||
|---|---|---|---|---|
| Before GST | After GST | Company-Sponsored | Company-Sponsored/Self Sponsored | |
| Modules | Full Fees (S$) |
Fees after subsidies inclusive of 9% GST (With effect from 1 January 2024) (S$) | ||||||
|---|---|---|---|---|---|---|---|---|
| Before GST | After GST |
Singaporean Aged Below 40 / PR
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Singaporean Aged 40 & Above
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Foundation Compliance – Ethics, Risks and Culture |
$2000.00 | $2160.00 |
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Foundation Compliance Policy |
$2000.00 | $2160.00 |
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Foundation Financial Crime Compliance |
$2000.00 | $2160.00 |
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Foundation Legal and Regulatory Compliance |
$2000.00 | $2160.00 |
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Foundation Compliance Analytics |
$2000.00 | $2160.00 |
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TOTAL (2 Compulsory Modules + 1 Specialist Module) |
$6,000.00 | $6,480.00 |
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| Modules | Fees after Subsidy (incl. of GST) |
Fees after subsidies inclusive of 9% GST (With effect from 1 January 2024) (S$) | |||||
|---|---|---|---|---|---|---|---|
Singaporean/PR
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Singaporean Aged 40 & Above
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| Programme Fee |
|---|
Modules |
Full Fees (S$) |
Fees after subsidies inclusive of 9% GST (With effect from 1 January 2024) (S$) | |||||
|---|---|---|---|---|---|---|---|
| Before GST | After GST |
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Per face-to-face module |
1,300.00 | 1,417.00 | 767.00 | 507.00 | |||
Ethics, Regulations and Compliance – Financial Products & Regulations (E-learning) |
200.00 | 218.00 | 118.00 | 78.00 | |||
TOTAL (3 Compulsory Modules + 1 Specialist Module) |
4,100.00 | 4,469.00 | 2,419.00 | 1,599.00 | |||
Modules |
Full Fees (S$) |
Fees after subsidies inclusive of 9% GST (With effect from 1 January 2024) (S$) | ||
|---|---|---|---|---|
| Before GST |
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Note:
In addition to Course Fees, each participant will also be charged a non-refundable and non-claimable application fee of S$85 (including GST).
Prices shown are based on the prevalent IBF-STS subsidies. T&Cs apply.
NTUC members enjoy 50% unfunded# course fee support for up to $250 each year when you sign up for courses supported under Union Training Assistance Programme (UTAP). NTUC members aged 40 and above will get increased funding support from $250 to $500.
#Unfunded course fee refers to the balance course fee payable after applicable government subsidies. This may include materials fees, registration fees and misc fees.
Click here to read more about the terms & conditions governing registration, payment, cancellation, deferment and no-show.
The information above is correct at the time of publication. Wealth Management Institute reserves the right to amend the fees and/or terms and conditions as appropriate.
In addition to Course Fees, each participant will also be charged a non-refundable and non-claimable application fee of S$85 (including GST).
This programme is pending accreditation by the Institute of Banking and Finance (IBF). When accredited, Singaporeans and Permanent Residents will be eligible for funding support of up to 70% course fee subsidy under the IBF Standards Training Scheme (IBF-STS).
Fees shown are after IBF-STS funding. Subsidised fees apply upon participants’ successful completion of the programme, which includes (i) fulfilling minimum attendance requirements and (ii) passing all relevant assessments.
Subsidies are subject to change by IBF and fees will be adjusted based on prevailing funding rates. Click here to read more about funding support for IBF-STS, and terms & conditions governing registration, payment, cancellation, deferment and no-show.
The information above is correct at the time of publication. Wealth Management Institute reserves the right to amend the fees and/or terms and conditions as appropriate.
Participants who successfully complete the programme will be awarded:Â
Accreditation
IBF Standards Training Scheme (IBF-STS)
Find out more at www.ibf.org.sg/home/for-individuals/skills-and-jobs-development/training-support/IBF-STS.
Certification
Participants who successfully complete the programme will be awarded:
WMI Certification
IBF Certification
Get a chance to speak with our team in an online information session to learn more about WMI’s Certified Compliance Officer programme.
Register now for a one-hour virtual session every Tuesday at 5pm (except on public holidays and other blackout dates) to receive an overview of the programme and have any enquiries about WMI addressed at your convenience.